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what we do / Securities & Capital Markets

all aspects of the deal demand close monitoring of SEC rules

Our Securities and Capital Markets Group provides valuable counsel to public and private companies on all aspects of securities laws matters. We serve public companies ranging from those listed on the NYSE to microcaps trading over the counter, as well as closely held businesses, private equity investors, and entrepreneurial ventures in the areas of debt and equity financing. Our lawyers regularly work within the federal and state securities regulatory frameworks, and our clients benefit from our close monitoring of the SEC’s ever-changing reporting rules and regulations.

Key Contacts

business insights
ling-gwuh ni-gō-tē: the language of business
Perspectives on employee benefits, executive compensation and ERISA litigation to help you attract and retain talent.