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what we do / Financial Services

navigate legal, regulatory and reputational risks

We built our Financial Services industry team the right way: by bringing together the expertise of Tucker Ellis attorneys across virtually all of our practice areas to ensure that our clients receive the strategic and sophisticated counsel that today’s marketplace demands. Our team has the experience to advise the full spectrum of businesses within the financial services industry, including commercial banks, investment advisers, securities broker-dealers, investment bankers, and insurance entities. We make it our business to stay abreast of legislative initiatives and regulatory mandates, actively participate in a variety of industry organizations, and offer complimentary training programs to keep our clients ahead of the curve and positioned for success.

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